• Compliance Auditor NE

    Job Locations US-TX-Dallas
    Req #
    Location Name
    (Mortgage) Dallas, TX - Preston
  • Job Summary

    • Responsible for conducting periodic reviews of company activities related to Federal and State mortgage regulations and company policies and procedures
    • Additional responsibilities include assessing internal controls, operations, and administrative functions for efficiency and effectiveness

    Essential Functions

    • Complete compliance audits of the company to ensure compliance with state and federal and other related regulations and legislation; reports audit results to management
    • Identify and document any discrepancies during audit, escalating issues to management as necessary
    • Assemble necessary information, work papers, and documents
    • Serve on compliance related work groups and committees
    • Adhere to all company policies and procedures
    • Maintain a professional image and adheres to standards consistent with company policies and procedures
    • Other duties as assigned or required

    Job Requirements

    • High School Diploma required
    • Minimum 1 year residential mortgage regulatory or compliance experience
    • Understanding of laws and regulations governing residential mortgage lending
    • Excellent communication skills, both verbal and written
    • Demonstrated ability to interact effectively with various levels within the organization
    • Strong detail orientation and analytical skills
    • Ability to meet deadlines and adapt quickly to a rapidly changing environment
    • Strong PC skills, including Microsoft Office Suite
    • Demonstrated judgment and decision making ability
    • Strong customer service orientation
    • Displays time management, organizational and problem-solving skills

    About the Company


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